Los Angeles Securities & FINRA Arbitration Lawyer
Sophisticated, Experienced Counsel with a Relentless Commitment to Our Clients
Exceptional Litigation Counsel for Investors, Professionals, and Businesses
At Varnavides Law, Gary Varnavides brings a singular dedication and focus to achieving the best possible outcome for his clients – whether they are the victim of financial fraud; mired in a business or employment dispute; or facing a potentially devastating regulatory investigation.
Varnavides Law represents investors in arbitration and court proceedings throughout the United States who are the victims of financial fraud at the hands of their investment professionals. These cases often involve unsuitable or unauthorized investments, breach of fiduciary duty, and fraud. Gary has a wealth of experience in securities law matters and launched Varnavides Law to bring his expertise to bear on behalf of investors who are the victims of unscrupulous investment professionals.
Varnavides Law also represents individuals and businesses in myriad business disputes– ranging from breach of contract and partnership disputes to trade secret cases and complex RICO cases. In these matters, Gary brings a unique skillset – with not only his extensive legal acumen but his experience as a business owner and entrepreneur in his own right.
Varnavides Law also regularly counsels and represents clients – both employers and employees – in a broad range of employment matters, including compensation disputes and discrimination claims. Gary’s clients regularly turn to him for his counsel and guidance on employment matters.
How can
we help?
If you believe you have been the victim of financial fraud by your investment professional or involved in a business or employment dispute, please contact Varnavides Law today. Gary will provide you with a clear and comprehensive assessment of your legal rights.
Muni Bond Arbitration
Securities Arbitration Overview
FINRA Arbitration
Securities Fraud
Frequently Asked Questions
Can I sue my broker for investment losses?
Losses alone do not create a claim — markets fall. But if your losses resulted from misconduct such as churning, unauthorized trading, unsuitable recommendations, misrepresentation, or breach of fiduciary duty, you may have a viable claim. We review your account statements and trade history at no cost to determine whether actionable misconduct caused your losses.
What is FINRA arbitration, and will my claim go there?
Most disputes between investors and brokerage firms are resolved through FINRA arbitration, not court — the customer agreement you signed when opening your account typically requires it. Arbitration is generally faster than litigation and is decided by panels with securities-industry experience.
What types of broker misconduct do you handle?
We pursue the full range of investment fraud and broker misconduct — unsuitable recommendations, churning and excessive trading, unauthorized trading, overconcentration, misrepresentation and omission, selling away, failure to supervise, and breach of fiduciary duty, including Regulation Best Interest violations.
How long do I have to file a claim?
FINRA arbitration is subject to a six-year eligibility rule under FINRA Rule 12206 — an eligibility limit, not a statute of limitations. Separate federal and California deadlines may also apply and can be shorter, so it is important to have your claim evaluated promptly.
How much does it cost to hire a securities attorney?
The initial consultation is free and confidential. Fee arrangements depend on the facts, claims, and scope of your matter — contingency, flat-fee, hourly, or another arrangement may be available — and are discussed during that consultation.
Do you represent investors outside California?
Yes. FINRA arbitration is a nationwide forum, so we represent investors across the country. Gary is licensed in California and New York and handles court-based securities litigation in both states.