Securities Law

Varnavides Law represents investors who have suffered financial losses due to broker misconduct, fraud, and negligence. Attorney Gary Varnavides spent 10 years at Sichenzia Ross Ference LLP defending broker-dealers in securities litigation and arbitration. Now he uses that insider knowledge to fight for investors through every available legal forum — FINRA arbitration, securities arbitration, and state and federal court.

Whether your case involves investment fraud, unsuitable recommendations, or a complex investment product that was sold improperly, we evaluate your situation and pursue recovery through the right channel. Contact us for a free case evaluation.

FINRA Arbitration

The primary forum for resolving disputes between investors and brokerage firms. Most customer agreements require FINRA arbitration, and we represent investors through every stage — from filing the Statement of Claim through hearing and award.

Investment Fraud

Claims against brokers and advisors for churning, unauthorized trading, unsuitable recommendations, overconcentration, excessive commissions, and other forms of account misconduct that cause investor losses.

Securities Arbitration

Broader arbitration representation covering disputes beyond FINRA, including claims involving unregistered advisors, investment companies, and matters proceeding through AAA, JAMS, or other arbitration forums.

Securities Fraud

Federal and state securities fraud claims involving misrepresentation, omission of material facts, breach of fiduciary duty, and schemes to defraud investors in violation of SEC Rule 10b-5 and California securities law.

Securities Litigation

Court-based securities claims in state and federal court for matters where arbitration is not required or where litigation offers strategic advantages, including class actions and claims against non-FINRA parties.