Varnavides Law regularly represents individuals and businesses in regulatory investigations conducted by state and federal agencies. Gary has personally handled hundreds of regulatory investigations conducted by the U.S. Securities and Exchange Commission (SEC), the Financial Industry Regulatory Commission (FINRA), the California Civil Rights Division, banking and other insurance regulators throughout the United States.
Throughout his career, Gary has been able to successfully represent clients before regulatory agencies by presenting compelling, persuasive arguments on behalf of his clients. Gary’s aggressive and staunch advocacy on behalf of his clients often results in highly favorable outcomes for his clients.
Representative Matters Include:
- Successfully represented client in alleged employment discrimination matter arising from terminated employee’s discrimination claims against the client filed with the California Civil Rights Department (CRD). After a careful review of the client’s files, Varnavides Law made a detailed presentation to the CRD demonstrating that the employee was terminated solely for performance reasons and on any discriminatory basis. The CRD closed its investigation without any adverse findings or action against the client.
- Represented former governor in SEC investigation regarding alleged securities law violations. Matter was settled on favorable terms to the client.
- Successfully represented restaurant group in an inquiry led by the Southern District of New York concerning alleged violations of the Americans with Disabilities Act. After a detailed presentation by Varnavides Law, the Assistant United States Attorney determined the allegations were without merit and closed the investigation without filing charges against the client.
- Represented clients in dozens of inquiries and examinations conducted by FINRA, the SEC, and other regulatory entities.