Insights

Gary Varnavides, LPL Financial fraud lawyer and securities arbitration attorney
Claims Against

LPL Financial Fraud

Key Takeaways LPL Financial, the largest independent broker-dealer in the U.S., has faced over $183 million in regulatory penalties since 2000 Recent SEC and FINRA actions include an $18 million AML fine (January 2025) and $6 million for supervision failures Investors harmed by LPL broker misconduct can pursue recovery through

Goldman Sachs investment losses recovery through FINRA arbitration with Varnavides Law attorney
Claims Against

Goldman Sachs Investment Losses

If you suffered significant investment losses at Goldman Sachs due to broker misconduct, unsuitable recommendations, or misrepresentation, you may be entitled to recover your losses through FINRA arbitration. Goldman Sachs has faced billions of dollars in regulatory fines and penalties over the past two decades, and individual investors can pursue

ESG investment fraud attorney helping clients recover losses from greenwashing and misleading sustainable fund claims
ESG Fraud

ESG Investment Fraud

Key Takeaways ESG investment fraud and greenwashing have surged dramatically, with cases rising from 6 in 2019 to 148 in 2023 The SEC has imposed millions in penalties on investment advisers for misrepresenting ESG fund characteristics Investors who suffered losses from misleading ESG claims have multiple legal remedies under federal

Fidelity investment loss recovery attorney helping client file FINRA arbitration claim
Claims Against

Fidelity Investment Claims

If you have suffered investment losses due to broker misconduct, unsuitable recommendations, or supervisory failures at Fidelity Brokerage Services, you may have legal options to recover your money. Fidelity, one of the largest broker-dealers in the United States, has faced numerous regulatory actions, fines, and investor claims over the years.

ESG Greenwashing Fraud Lawyer
ESG Fraud

ESG Greenwashing Fraud

Environmental, Social, and Governance (ESG) investing has grown into a $35 trillion global market as of 2025, attracting investors who want their portfolios to align with their values. But as demand for sustainable investments surged, so did opportunities for fraud. ESG greenwashing—when investment firms make false or misleading claims about

California investor reviewing portfolio losses with securities arbitration attorney
Claims Against

Ameriprise Financial Claims: How to Recover Your Investment Losses

If you suffered investment losses through an Ameriprise Financial advisor, you may have legal options to recover your money. With over 183 disclosures on its FINRA BrokerCheck record and hundreds of millions in regulatory penalties, Ameriprise has faced significant scrutiny for broker misconduct, unsuitable investment recommendations, and failure to supervise

Sustainable Investment Losses How to Identify ESG Fraud and Recover Your Money
ESG Fraud

Sustainable Investment Losses: How to Identify ESG Fraud and Recover Your Money

Sustainable investing has grown exponentially over the past decade, with investors allocating trillions of dollars to funds claiming environmental, social, and governance (ESG) credentials. Unfortunately, this growth has attracted bad actors who exploit investor demand for ethical investments through greenwashing, misrepresentation, and outright fraud. If you have suffered sustainable investment

Advisor lawsuit lawyer discussing investment losses and legal options.
AI Fraud

Robo-Advisor Lawsuit

Robo-advisors manage billions in investor assets through automated algorithms, but when these systems fail, investors face significant losses with limited recourse. If you’ve suffered financial harm from a robo-advisor platform like Betterment, Wealthfront, or Schwab Intelligent Portfolios, you may have legal grounds to recover your losses. As a securities attorney

If you suffered investment losses at Charles Schwab due to broker misconduct, unsuitable recommendations, or unauthorized trading, our attorney...
Claims Against

Charles Schwab Claims

If you suffered investment losses at Charles Schwab due to broker misconduct, unsuitable recommendations, or unauthorized trading, you may be entitled to recover your losses through FINRA arbitration. Despite being one of America’s largest brokerage firms, Charles Schwab has accumulated 312 disclosures on its FINRA BrokerCheck record and has paid

Morgan Stanley investment losses and recovery strategies.
Claims Against

Morgan Stanley Investment

If you have suffered Morgan Stanley investment losses due to broker misconduct, unsuitable recommendations, or fraud, you may have legal options to recover your money. Morgan Stanley is one of the largest brokerage firms in the world, managing trillions in client assets. However, the firm’s regulatory record reveals a troubling

Legal team at Varnavides Law firm discusses securities litigation.
Claims Against

Wells Fargo Advisor Claims

If you have suffered investment losses due to misconduct by a Wells Fargo financial advisor, you may have grounds to file a claim and recover your money. Wells Fargo Clearing Services, operating as Wells Fargo Advisors, has accumulated hundreds of regulatory actions and arbitration cases involving broker misconduct, unsuitable investment

Legal article cover image about recovering investment losses from Merrill Lynch.
Claims Against

Merrill Lynch Investment

If you suffered investment losses at Merrill Lynch, you may have legal options to recover your money. Merrill Lynch, Pierce, Fenner & Smith Inc. (CRD# 7691) has accumulated 1,477 regulatory disclosures according to FINRA BrokerCheck, including 598 regulatory events and over 870 arbitration claims from investors who experienced losses due