Securities Litigation

At Varnavides Law, our securities litigation practice is dedicated to protecting the rights of investors, financial institutions, and businesses entangled in complex financial disputes. We handle cases involving securities fraud, regulatory violations, and investment-related claims. With our extensive experience and deep knowledge of securities law, our attorneys provide strategic counsel and representation.

What Is Securities Litigation?

Securities litigation involves legal disputes tied to investments, including issues like fraud, misrepresentation, insider trading, or breaches of regulatory standards. These cases often arise when investors suffer losses due to misconduct or when companies face enforcement actions from bodies like the SEC or FINRA.

Why Choose Varnavides Law Firm for Securities Litigation

At Varnavides Law, our extensive experience in securities litigation is demonstrated through our work on high-stakes cases, including:

  • Representing clients who invested in California tax-exempt municipal bonds that were represented as “safe” and “risk-free” and have lost approximately 80% of their value.

  • Representing clients who invested in Atlas Growth Partners limited partnership investments.

  • Successfully resolved litigation against a real estate developer and their attorney regarding misappropriation of funds in connection with luxury real estate property that resulted in the client’s recovery of 100% of funds plus attorneys’ fees.

Our founder, Gary Varnavides, has defended many investor claims and handled SEC investigations, giving us a unique perspective on how financial firms defend these cases. This expertise allows us to pursue successful outcomes for our clients in court.

Types of Cases We Handle

Our firm has handled a variety of securities litigation cases, including:

Securities Fraud Claims

Securities fraud involves deceptive practices, like false statements or Ponzi schemes, that mislead investors and erode trust.

Investment Advisor Disputes

Investment advisor disputes arise when advisors fail in their duties, such as recommending unsuitable investments, mismanaging funds, or breaching fiduciary responsibilities.

Insider Trading Cases

Insider trading occurs when individuals use non-public information to trade securities, violating laws designed to ensure fair markets. We represent clients affected by such illegal activities, seeking justice and compensation.

Market Manipulation Disputes

These cases involve schemes to artificially influence stock prices, such as pump-and-dump operations or spoofing, leading to significant investor losses. Our team works to uncover these manipulations and recover damages.

Breach of Fiduciary Duty Claims

When financial professionals or institutions fail to act in the best interests of their clients, resulting in harm, we pursue claims to hold them accountable and secure remedies for affected parties.

Contact Our Securities Litigation Practice Team Today

If you’re facing a securities litigation issue, prompt action is critical. Delaying could compromise your rights or financial recovery. Contact Varnavides Law today to schedule a consultation with one of our experienced securities litigation lawyers. We’re here to guide you through the complexities of securities law.

Frequently Asked Questions (FAQs) About Our Securities Litigation Practice

What is securities litigation, and how does it differ from other types of financial disputes?

Securities litigation refers to legal actions related to investments in securities, such as stocks, bonds, or other financial instruments. It typically involves claims of fraud, misrepresentation, insider trading, or regulatory breaches. Unlike general commercial disputes, securities litigation often intersects with federal laws enforced by agencies like the SEC, requiring specialized knowledge of financial markets and regulations.

How do I know if I have a valid securities litigation claim?

If you’ve suffered financial losses due to misleading information, unsuitable investment advice, insider trading, or other deceptive practices by brokers, advisors, or companies, you may have a claim. Common signs include unexpected investment declines without market justification, undisclosed risks, or conflicts of interest. We offer free consultations to evaluate your situation and determine if you have grounds for a case.

What types of clients does Varnavides Law represent in securities litigation?

We represent a wide range of clients, including individual investors, institutional investors, financial institutions, and businesses. Whether you’re an individual who lost savings in a fraudulent scheme or a company facing regulatory scrutiny, our team provides tailored representation to protect your interests.

How long does a securities litigation case typically take?

The timeline varies depending on the complexity of the case, the amount of discovery required, and whether it settles or goes to trial. Simple cases might resolve in months through negotiation, while more intricate matters could take one to several years. During your consultation, we’ll provide a realistic estimate based on the specifics of your situation.

Can Varnavides Law handle cases outside of California?

Yes, our attorneys are licensed in multiple jurisdictions, including New York and California, and we handle cases nationwide. For matters in other states, we collaborate with local counsel as needed to provide comprehensive representation.

What should I expect during the initial consultation?

Our initial consultation is free and confidential. We’ll review the details of your potential claim, discuss the relevant facts and evidence, and outline possible strategies. This meeting helps us assess the strength of your case and allows you to ask questions about our process, without any obligation to proceed.