Securities Litigation and Arbitration
At Varnavides Law, our securities litigation and arbitration practice is dedicated to protecting the rights of investors, financial institutions, and businesses entangled in complex financial disputes. We handle cases involving securities fraud, regulatory violations, and investment-related claims. With our extensive experience and deep knowledge of securities law, our attorneys provide strategic counsel and representation.
What Is Securities Litigation and Arbitration?
Securities litigation involves legal disputes tied to investments, including issues like fraud, misrepresentation, insider trading, or breaches of regulatory standards. These cases often arise when investors suffer losses due to misconduct or when companies face enforcement actions from bodies like the SEC or FINRA.
Arbitration, often via FINRA, resolves securities disputes through a neutral third party, offering a streamlined, cost-effective alternative to courtroom litigation with binding decisions.
Why Choose Varnavides Law Firm for Securities Litigation and Arbitration
At Varnavides Law, our extensive experience in securities litigation and arbitration is demonstrated through our work on high-stakes cases, inlcuding:
FINRA Arbitration for Misrepresented California Municipal Bonds
We are currently representing clients in FINRA Arbitrations who invested in California tax-exempt municipal bonds that were represented as “safe” and “risk-free” and have lost approximately 80% of their value.
FINRA Arbitration Against Atlas Growth Partners Investments
Our firm is presently advocating for clients in FINRA arbitration proceedings related to investments in Atlas Growth Partners limited partnerships. These ongoing cases reflect our dedication to protecting investors’ rights in intricate financial disputes, as we work tirelessly to address any misconduct or mismanagement tied to these investments.
FINRA Arbitration Against UBS Securities Related to Unauthorized Transactions
Successful Litigation Against Real Estate Developer and Attorney
In one case, we successfully recovered the full amount of misappropriated funds and secured attorneys’ fees, though outcomes vary by case.
Types of Cases We Handle
Our firm has handled a variety of securities litigation and arbitration cases, including:
Securities Fraud Claims
Securities fraud involves deceptive practices, like false statements or Ponzi schemes, that mislead investors and erode trust.
Investment Advisor Disputes
Investment advisor disputes arise when advisors fail in their duties, such as recommending unsuitable investments, mismanaging funds, or breaching fiduciary responsibilities.
FINRA Arbitration and Mediation
FINRA arbitration and mediation offer a streamlined way to resolve disputes involving investors, brokers, and financial firms, governed by the Financial Industry Regulatory Authority.
Contact Our Securities Litigation Practice Team Today
If you’re facing a securities litigation or arbitration issue, prompt action is critical. Delaying could compromise your rights or financial recovery. Contact Varnavides Law today to schedule a consultation with one of our experienced securities litigation lawyers. We’re here to guide you through the complexities of securities law.
Practice Areas
Frequently Asked Questions (FAQs) About Our Securities Litigation Practice
What Is a Securities Fraud Class Action and Derivative Litigation?
A Securities Fraud Class Action is a lawsuit where a group of investors who have suffered similar financial losses due to securities fraud—such as false financial statements, misleading disclosures, or other deceptive practices—collectively sue the responsible parties. This type of litigation allows investors to pool their resources and pursue compensation for their individual losses efficiently. Class actions are common when many investors are harmed by the same fraudulent conduct, and they often lead to significant recoveries.
Derivative Litigation, in contrast, involves shareholders suing on behalf of the company itself, typically against corporate insiders like directors, officers, or third parties for actions that have harmed the company. Examples include fraud, mismanagement, or breaches of fiduciary duty. The goal is to recover damages for the company, which indirectly benefits all shareholders. Unlike a class action, where plaintiffs seek direct compensation, derivative litigation aims to rectify harm done to the corporation.
How Does FINRA Arbitration Work for Nationwide Securities Disputes?
FINRA arbitration is overseen by the Financial Industry Regulatory Authority, resolving disputes between investors and brokers or firms nationwide. Our lawyer team, experienced in nationwide securities cases, guides clients through submitting claims to a panel of arbitrators who issue binding decisions—often faster than traditional litigation.
What Should I Do If the SEC Contacts Me About a Securities Investigation?
If the SEC contacts you regarding a securities investigation, seek legal counsel immediately. Do not respond without representation. Our securities litigation lawyers at Varnavides Law can protect your rights, manage responses, and defend you against potential enforcement actions.
